SUNNYVALE, CALIFORNIA Have you lost money with financial advisor Jennifer Ling, formerly with Axiom Capital Management and First Allied Securities in Sunnyvale, California? We are looking into allegations made against Jennifer Ling. Ling has been the subject of seven customer complaints, two of which were filed within the last year. The recent complaints allege that Ling sold unsuitable investments in Aequitas Commercial and private placements.

Jennifer Ling was with Axiom Capital Management from May 2015 to July 2017. She has worked at branch offices in Sunnyvale, California.

Brokerage firms like Axiom Capital Management have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click here to view Jennifer Ling BrokerCheck Report

If you lost money with Jennifer Ling, Aequitas, or Axiom Capital Management, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.