Bradley Tennison, formerly with Geneos Wealth Management, Barred from Securities Industry
Have you lost money with financial advisor Bradley Tennison from Mesa, Arizona? We are investigating into allegations made by FINRA (the Financial Industry Regulatory Authority) against Bradley Joseph Tennison. FINRA barred Tennison from the securities industry after he failed to respond to an investigation.
FINRA was investigating Tennison regarding allegations that he participated in outside business activity without disclosing such to his former brokerage firm, Geneos Wealth Management. Geneos then terminated Tennison, after he allegedly sold the client an investment called The Joseph Project. There is a charity called the Joseph Project, although it is unclear whether Tennison has an affiliation with the Joseph Project.
Bradley Tennison was a registered representative and financial advisor with Geneos Wealth Management from August 2006 to April 2018. He worked out of a branch office in Mesa, Arizona. He also was affiliated with Tennison Investments.
Broker-dealers like Geneos Wealth Management have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives. Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations. When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman are investment fraud and securities arbitration attorneys with offices in Denver, Colorado and Seattle, Washington. Our firm has represented over one thousand investors throughout the country, including investors throughout the Phoenix area. Attorney Aaron Israels is also licensed to practice law in Arizona.
Click to view: Tennison, Bradley FINRA AWC
Click to view: Tennison, Bradley BrokerCheck 7.3.18
If you have lost money with Bradley Tennison, or Geneos Wealth Management, and want to hear about ALL legal options, please visit https://www.israelsneuman.com/ or CONTACT ISRAELS & NEUMAN at 720-599-3505.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.