MOREHEAD CITY, NORTH CAROLINA
Did you invest with financial advisor Brett Rutherford in Morehead City, North Carolina? Our securities arbitration law firm is reviewing allegations made by FINRA against this advisor, who was a representative of Capital Investment Group. He was expelled from the securities industry by FINRA when he failed to cooperate with a FINRA investigation.
FINRA was investigating Rutherford regarding claims made by a customer in connection with an arbitration claim. He refused to produce documents and information to FINRA, which led to his expulsion.
Brett Rutherford was registered with Capital Investment Group from 2015 to December 2024 and worked in Morehead City, North Carolina. He has also been the subject of three other customer complaints between 2022 and 2024 and was terminated by Capital Investment Group in December 2024.
Israels & Neuman represents investors throughout the country in cases involving financial advisors, securities brokerage firms, and investment advisory firms, including those in North Carolina.
View FINRA AWC HERE
View BrokerCheck Report HERE