Brian Gimelson from Princeton, New Jersey Barred From Securities Industry
Have you lost money with financial advisor Brian Gimelson of Princeton, New Jersey? We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Brian F. Gimelson. FINRA barred Brian Gimelson from the securities industry after he failed to respond to an investigation. FINRA was investigating Gimelson regarding a recent criminal charge alleging tax evasion regarding a company called Green Moss Partners, as well as numerous tax liens against Gimelson.
Brian Gimelson was a financial advisor and registered representative of Aurora Capital from 2007 to June 2012. He also works with North Nassau Advisors from June 2014 to the present. He worked at branch offices in Princeton, New Jersey; Carmel, Indiana; and Fort Washington, Pennsylvania. Gimelson has been the subject of two customer complaints, as well as six tax liens.
Brokerage firms like Aurora Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Ann Arbor, Michigan; Denver, Colorado; and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Pennsylvania, New Jersey, and Indiana. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Gimelson, Brian FINRA AWC
Click to view: Gimelson, Brian BrokerCheck 11.22.17
If you lost money with Brian Gimelson or Aurora Capital, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.