Bryan Lubitz, Formerly with Aegis Capital Corp., Subject of Customer Complaints
MELVILLE, NEW YORK
Our law firm is looking into allegations made regarding Bryan Lubitz of Melville, NY, who formerly worked with Aegis Capital Corp. from August 2015 to December 2022. BrokerCheck reveals that Mr. Lubitz has been the subject of six customer complaints throughout his career, three of which have been made since June 2021.
A recent complaint filed in December 2022 alleges that Lubitz engaged in unsuitable investment recommendations and churning while he was with Aegis Capital Corp. This complaint alleged $139,224 in losses. Another complaint was made in March 2022 regarding common stocks, but that complaint was denied by Aegis Capital Corp.
Bryan Lubitz was a financial advisor with Aegis Capital Corp. from August 2015 to December 2022 in Melville, New York. Lubitz now works with Equitable Advisors.
FINRA is the entity that regulates the securities brokerage industry. FINRA rules mandate that brokerage firms like Aegis Capital Corp. reasonably supervise advisors like Bryan Lubitz. If the firm fails to follow these rules, they could be responsible for investor losses.
Our law firm is a securities arbitration law firm that represents investors all over the country, including investors in New York. We have sued numerous brokerage firms before, including Aegis Capital Corp.
View Lubitz, b BrokerCheck 2.27.23