NEW YORK, NY
Are you a former client of financial advisor Carlton Fletcher in New York, New York? The investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against this advisor, who was a representative of Dinosaur Financial Group. He was booted from the securities brokerage industry when he failed to cooperate with a FINRA investigation.
Fletcher was under internal investigation by Dinosaur Financial Group when he resigned in April 2024. The FINRA AWC alleged that the internal investigation involved allegations that Fletcher converted funds of an individual.
Carlton Fletcher was registered with Dinosaur Financial Group from 2010 to April 2024 and worked in New York, New York. He also was the subject of a Utah Division of Securities investigation in 2000, as well as an NASD investigation in 2001.
Israels & Neuman represents investors throughout the country in cases involving financial advisors, securities brokerage firms, and investment advisory firms.
FINRA’s AWC Regarding Carlton Fletcher can be found HERE
Carlton Fletcher’s BrokerCheck Report can be found HERE