Did you invest with Gregory Weido, at PFS Investments, or Primerica Financial Services? Our securities arbitration law firm is looking into allegations involving Gregory Weido, who worked in a Satellite Beach, Florida office. Allegations Regarding Gregory Weido’s BrokerCheck Report According to FINRA, Gregory Weido was the subject of a customer complaint filed against PFS Investments,…
Continue reading ›
Did you invest with Rudy Anguiano, formerly at LPL Financial? Our securities arbitration law firm is looking into allegations involving Rudy Anguiano, who worked in a Brea, California office. Allegations Regarding Rudy Anguiano’s Suspension FINRA investigated Anguiano regarding allegations that he received $1.7 million from LPL customer accounts between 2023 and 2025. Anguiano was alleged…
Continue reading ›
Have you invested with financial advisor Kirt Carstens at CreativeOne Securities? Our securities arbitration law firm is looking into allegations involving Kirt Carstens, who worked in an Arnolds Park, Iowa office. Allegations Regarding Kirt Carstens’s BrokerCheck Report BrokerCheck discloses that Kirt Carstens has been the subject of five customer complaints. The most recent complaint was…
Continue reading ›
Did you invest with Jayme Lemaire, formerly at Raymond James Financial? Our securities arbitration law firm is looking into allegations involving Jayme F. Lemaire, who worked in a Glastonbury, Connecticut office. Allegations Regarding Jayme Lemaire’s Suspension FINRA investigated Lemaire regarding allegations that she borrowed money from a firm customer. Generally, advisors cannot borrow money from…
Continue reading ›
Did you lose money investing with financial advisor Kirt Samuel at PHX Financial? Our securities arbitration law firm is reviewing allegations involving Kirt Samuel, who worked in a New York City office. Allegations Regarding Kirt Samuel’s BrokerCheck Report BrokerCheck discloses that Kirt Samuel has been the subject of three customer complaints. One complaint from 2016…
Continue reading ›
Have you invested with Bertram Johnson from Bloomfield Hills, Michigan? Our securities arbitration law firm is looking into a regulatory complaint made by FINRA against Bertram Johnson, who previously worked for Merrill Lynch. FINRA’s Allegations FINRA barred Bertram Johnson from the securities industry in September 2026. FINRA alleged that it began an investigation into Johnson…
Continue reading ›
Did you lose money investing with financial advisor Lanting Wei at Cetera Investment Services? Our securities arbitration law firm is reviewing allegations involving Lanting or “Katie” Wei, who worked in an Arcadia, California office. Allegations Regarding Katie Wei’s BrokerCheck Report BrokerCheck discloses that Lanting Wei has been the subject of three customer complaints since 2024. …
Continue reading ›
The securities fraud and arbitration law firm of Israels & Neuman is looking into allegations involving Nathan Goad and Stephen Patterson, who worked at J. Alden Associates in a Largo, Florida office. Allegations Regarding Nate Goad’s BrokerCheck Report According to BrokerCheck, a website maintained by FINRA, Nate Goad has been the subject of five customer…
Continue reading ›
Israels & Neuman securities arbitration law firm is reviewing allegations made against Patrick Michael Carroll, who worked in a Cadillac, Michigan office. Allegations Against Patrick Michael Carroll and his Suspension FINRA investigated Mr. Carroll regarding allegations that he recommended variable annuity exchanges that caused clients to incur surrender fees across 88 annuity exchanges. FINRA alleged…
Continue reading ›
Israels & Neuman securities arbitration law firm is looking into allegations involving Lori Kenyon Farley, who worked at Sanford C. Bernstein & Co. in Century City, California. Allegations Regarding Lori Kenyon Farley According to BrokerCheck, a website maintained by FINRA, Lori Kenyon Farley has been the subject of two customer complaints. The first complaint was…
Continue reading ›
