Allegations Against George N. Jing FINRA opened an investigation into George N. Jing after he was terminated by his former brokerage firm, TransAmerica Financial Advisors. According to a regulatory document called a Form U-5, TransAmerica disclosed that Jing was discharged for his alleged participation “in an undisclosed outside business activity and/or an undisclosed private securities…
Continue reading ›
Allegations Against David Franklin FINRA alleged that it has opened an investigation into David K. Franklin of New York, NY after he was criminally charged with “Conspiracy to Commit Health Care Fraud” and “Conspiracy to Commit Money Laundering” in May 2025. FINRA then alleged that Franklin refused to cooperate with their investigation. The investment fraud…
Continue reading ›
The investment fraud law firm of Israels & Neuman is looking into claims involving Michelle Stebbin, who worked in Southfield and Grand Rapids, Michigan. Multiple Customer Complaints Against Michelle Stebbin FINRA BrokerCheck contains information about whether customers have made complaints against financial advisors like Michelle Stebbin. Ms. Stebbin has been the subject of four customer…
Continue reading ›
Israels & Neuman law firm is looking into allegations involving William Tunink also known as “Bill” Tunink, who was a representative with LPL Financial and worked in a West Des Moines, Iowa office. Mr. Tunink’s registration was terminated by LPL Financial in September of 2025. Allegations Against William Tunink According to FINRA’s BrokerCheck, LPL Financial…
Continue reading ›
The securities arbitration law firm of Israels & Neuman is looking into allegations involving Matthew Winthrop, who was a representative of Equitable Advisors and worked in an Easton, Connecticut office. He was terminated by the firm in September 2025. Allegations Against Matthew Winthrop FINRA BrokerCheck discloses that Matthew Winthrop was fired by Equitable Advisors in…
Continue reading ›
Israels & Neuman is reviewing claims against Marshall Lum, who formerly was a representative with LPL Financial in Honolulu, Hawaii. LPL Financial terminated Marshall Lum in September 2025. Allegations Regarding the Termination Lum was fired by LPL Financial regarding allegations that he “Accepted instructions and orders for a custodial account without proper authorization; used unapproved…
Continue reading ›
Israels & Neuman PLC is looking into allegations involving Randall Larson or “Randy” Scott Larson, who formerly was a representative with Arete Wealth Management and worked in a St. Louis, Missouri office. He was terminated by Arete Wealth Management in October 2023 regarding allegations that he “was not forthcoming during an internal investigation”. Allegations Regarding…
Continue reading ›
FINRA Allegations Against George Cairnes According to FINRA’s Disciplinary Database, George Cairnes of Wells Fargo in Houston, TX was named in a FINRA Enforcement action. FINRA alleged that Cairnes engaged in an undisclosed outside business activity with a customer of Wells Fargo without providing prior notice to his firm. In particular, Cairnes was alleged to…
Continue reading ›
Can You Recover Your Investment Losses? Were you a client of Luke Lannister of Grove Point Investments in Rockville, Maryland? If you lost money investing with Lannister, you may have legal options to recover your losses. Call the law office of Israels & Neuman for a free and confidential case review. FINRA Allegations Against Luke…
Continue reading ›
How to Recover Your Losses Did you invest in First Liberty Building & Loan with Timothy Nathaniel Darnell, also known as Nathaniel Darnell, of Bankers Life Securities? The law firm of Israels & Neuman is looking into allegations involving this advisor, who formerly was a representative with Bankers Life Securities and worked in an Atlanta,…
Continue reading ›
