Category: News

1
Jun

WARNING! Impending Investigation: WILLIAM M. QUIGLEY OF TRIDENT PARTNERS CHARGED WITH FRAUD

William M. Quigley, Former Compliance Officer at Trident Partners, Ltd., Charged with Fraud Have you lost money with financial advisor William M. Quigley from Seaford and Woodbury, New York?  We are investigating allegations made by the SEC and reported by InvestNews.com made against Quigley.   The SEC alleged that William Michael Quigley, the former Chief Compliance …
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21
May

FORMER SEATTLE INVESTMENT ADVISOR PLEADS GUILTY TO FRAUD

Former Seattle Investment Advisor Pleads Guilty to Fraud Satyen Chatterjee, a former investment advisor from Seattle, recently pled guilty to wire fraud. According to the Sky Valley Chronicle and Seattle Times, Chatterjee pled guilty in the U.S. District Court in Seattle. Chatterjee owned and operated an investment advisory firm called Strategic Capital Management, Inc. It …
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6
May

PRESS RELEASE: Israels & Neuman, PLC Continues its Investigation into LPL FINANCIAL – LPL Financial to pay $10M to Settle Allegations

Israels & Neuman PLC Investigation Continues:  LPL FINANCIAL TO PAY $10 MILLION TO SETTLE ALLEGATIONS   We are currently investigating allegations made against LPL Financial, a Boston, Massachusetts-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against LPL financial, making numerous allegations regarding its conduct, including failures to supervise the …
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23
Apr

FOR IMMEDIATE RELEASE: Israels & Neuman, PLC Launches Investigation Into BPZ Resources Bankruptcy Filing

FOR IMMEDIATE RELEASE:  Israels & Neuman, PLC Launches Investigation Into BPZ Resources Bankruptcy Filing   Israels & Neuman, PLC, is a securities fraud law firm with offices in Denver and the Seattle area.  We hereby announce that we have launched an independent investigation into the bankruptcy filing of BPZ Resources, Inc. (BPZRQ and/or BPZ) and …
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23
Apr

FOR IMMEDIATE RELEASE: Israels & Neuman, PLC Launches Investigation Into Quicksilver Resources, Inc. Bankruptcy Filing

FOR IMMEDIATE RELEASE:  Israels & Neuman, PLC Launches Investigation Into Quicksilver Resources, Inc. Bankruptcy Filing Israels & Neuman, PLC, is a securities fraud law firm with offices in Denver and the Seattle-area.  We hereby announce that we have launched an independent investigation into the bankruptcy filing of Quicksilver Resources, Inc. (KWKAQ, KWKA, and/or KWK) and …
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17
Apr

WARNING! Impending Investigation–MICHAEL OPPENHEIM and J.P. MORGAN SECURITIES

Michael Oppenheim and J.P. Morgan Securities Have you lost money with financial advisor Michael Oppenheim from New York?  We are investigating allegations made by the U.S. Attorney for the Southern District of New York, who charged Michael Oppenheim with wire fraud, embezzlement, and securities fraud on April 15, 2015.  Oppenheim is accused of stealing $20 …
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