Category: News

5
Feb

ARBITRATION AWARD AGAINST CRAIG A. MAXEY and MOLONEY SECURITIES CO.

Arbitration Award Against Craig A. Maxey and Moloney Securities Co.   In Laurie D. Miranda v. Craig A. Maxey and Moloney Securities Co., Inc., FINRA No. 13-02321, a customer Claimant sued Craig Maxey and Moloney Securities Co. related to investments in a number of stocks, including BPZ Resources Inc., Canadian Superior Energy, China Sunergy Co., …
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1
Dec

WARNING! Impending Investigation–MAYOR OF WESTOVER, ALABAMA, JAMES MARK MCLAUGHLIN and SECURITIES AMERICA, INC.

James Mark McLaughlin and Securities America, Inc. Have you lost money with financial advisor James Mark McLaughlin from Westover, Alabama?  We are currently investigating allegations made by FINRA (the Financial Industry Regulatory Authority) made against McLaughlin.  FINRA recently barred Mark McLaughlin from the securities industry for excessively trading or churning several customers’ accounts.  FINRA alleged …
Read More "WARNING! Impending Investigation–MAYOR OF WESTOVER, ALABAMA, JAMES MARK MCLAUGHLIN and SECURITIES AMERICA, INC."