Caz Craffy, Formerly with Monmouth Capital Management, Barred from Securities Industry

POINT PLEASANT BEACH, NEW JERSEY

 Are you a former client of financial advisor Caz Craffy in Point Pleasant Beach, New Jersey? Our securities law firm is looking into claims made against Caz L. Craffy.  According to FINRA’s Disciplinary Database, Craffy was recently barred from the securities industry by FINRA after he failed to respond to an investigation.

Caz Craffy was terminated by his former brokerage firm, Monmouth Capital Management in November 2022, regarding allegations that he engaged in an undisclosed outside business activity.  That led to an investigation by FINRA.  When Craffy refused to provide documents or respond to FINRA’s investigation, he was barred from the securities industry.

Caz Craffy had been licensed with Monmouth Capital Management from April 2021 to November 2022, and with Newbridge Securities Corp. from May 2017 to March 2021.  He worked in offices in Point Pleasant Beach and Morristown, New Jersey.

Since Craffy was a licensed financial advisor, he had an obligation to comply with any FINRA investigations.  His failure to do so led to him being barred.  Moreover, his former brokerage firms had an obligation to reasonably supervise him.

Israels & Neuman is an investment fraud and securities arbitration law firm that has represented over 1,000 investors in the past.  We represent investors throughout the country, including in New Jersey.

View Craffy, c FINRA AWC

View Craffy, c BrokerCheck 12.9.22

If you lost money with Caz Craffy or Monmouth Capital Management, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.