WHITE PLAINS, NEW YORK

 Have you lost money with financial advisor Charles Castro, with David Lerner Associates in White Plains, New York?  We are looking into allegations made against Charles C. Castro. Castro has been the subject of a recent customer complaint.  The complaint alleges losses in Energy 11 and Energy 12, which are oil and gas investments.

Charles Castro has been with David Lerner Associates from 2008 to the present.  He has worked at branch offices in White Plains, New York.

Brokerage firms like David Lerner Associates have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against David Lerner Associates.

Click to view C. Castro BrokerCheck Report

If you lost money with Charles Castro, David Lerner Associates, Energy 11, or Energy 12, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.