Complaints Against JORGE NETTO of Boreal Capital

MIAMI, FLORIDA

Have you lost money with financial advisor Jorge Netto of Miami, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jorge Netto.  FINRA seeks to punish Netto regarding allegations that he engaged in an undisclosed outside business activity.  Netto allegedly recommended that customers liquidate securities to invest in a marijuana warehouse that Netto indirectly owned.

Jorge Netto has been a financial advisor and registered representative of Boreal Capital Securities (formerly known as Mora WM Securities) from April 2017 to the present.  He was previously with Northeast Securities from February 2014 to April 2017.  He worked at a branch office in Miami, Florida.  Netto has been the subject of three customer complaints.

Brokerage firms like Boreal Capital Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida in the past. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view Jorge Netto BrokerCheck Report

If you lost money with Jorge Netto, Boreal Capital Securities, or Mora WM Securities, please CONTACT ISRAELS & NEUMAN at 720-599-3505 or 206-795-5798 for a free evaluation of your case.

 

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