Israels & Neuman Law Firm Investigates Complaints Against Shomir Mukharjee of Western International Securities

PASADENA, CALIFORNIA – Have you lost money with financial advisor Shomir Mukharjee, of Western International Securities in Pasadena, California?  We are looking into allegations made against Shomir Mukharjee. Shomir Mukharjee has been the subject of two customer complaints, one of which was filed within the last year.  The recent customer alleged that Mukharjee sold unsuitable investments in a REIT (real estate investment trust).  The investor alleged a loss of at least $5,000 from the REIT.

Shomir Mukharjee has been a registered representative of Western International Securities from  February 2015 to the present.  He has worked at branch offices in Pasadena, California.   Mukharjee was allowed to voluntarily resign by Citigroup in 2015.

Brokerage firms like Western International Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Western International Securities.

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If you lost money with Shomir Mukharjee or Western International Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.