Brian Rieman, with Hennion & Walsh, Subject of Five Customer Complaints

Have you lost money with financial advisor Brian Rieman of Parsippany, New Jersey?  We are investigating allegations made against Brian C. Rieman.  According to FINRA’s BrokerCheck, Rieman has been the subject of five customer complaints, all of which were filed within the last three years.  The complaints were lodged against Rieman’s brokerage firm, Hennion & Walsh, making allegations about losses in municipal bonds and corporate bonds.

Brian Rieman has been a financial advisor and registered representative of Hennion & Walsh from 2001 to the present.  He works at a branch office in Parsippany, New Jersey.

Brokerage firms like Hennion & Walsh have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Jersey.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view:  Rieman, Brian BrokerCheck 2.1.19

If you lost money with Brian Rieman or Hennion & Walsh, please CONTACT US at 720-599-3505 for a free evaluation of your case.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.