Keith D’Agostino, with the Aegis Capital Corp., Subject of Six Complaints

MELVILLE, NEW YORK

Have you lost money with financial advisor Keith D’Agostino of Melville, New York?  Keith D’Agostino has been affiliated with Aegis Capital Corp. since October 2014 and worked in a Melville, New York office.

In June 2023, Keith D’Agostino was the subject of his sixth customer complaint, four of which have been made since 2022.  The three most recent complaints make allegations regarding unsuitable stocks sold to customers, and a 2022 complaint takes issue with a private placement sold to a client.

FINRA Rule 2111 states that advisors like D’Agostino must make suitable investment recommendations, based on the customer’s risk tolerance, investment objectives, age, and other factors.  Failures to follow Rule 2111 could make D’Agostino and/or Aegis Capital Corp. responsible for financial damages.

Israels & Neuman PLC is a securities and investment fraud law firm that represents investors throughout the nation, including in New York and New Jersey.  We have also sued dozens of different brokerage firms in the past, including Aegis Capital Corp.

View D’Agostino, k BrokerCheck 7.7.23

If you lost money with Keith D’Agostino, or Aegis Capital Corp., please Contact Us at (206) 795-5798 for a free evaluation of your case.