Former SII Investments Advisor Pamela Espinosa Subject of Recent Complaint

ALBUQUERQUE, NEW MEXICO

Are you a current or former client of financial advisor Pamela Espinosa from Albuquerque, New Mexico? Our law firm is reviewing claims made against by former customers of Pamela Espinosa, who was worked with SII Investments from April 2011 to November 2017 and with Kestra Investment Services from November 2017 to the present.

A customer complaint was filed in FINRA arbitration in January 2023 against SII Investments.  The complaint alleges that Pamela Espinosa made unsuitable investment recommendations to purchase private placements while she was affiliated with SII Investments.  The investments purportedly lost $1 million.

Pamela S. Espinosa works in an Albuquerque, New Mexico office.  She also works with Davis Advisory Group in Albuquerque.

Firms in the securities industry like Kestra and SII Investments have obligations to reasonably supervise their advisors.  If the firms fail to do so, they could be liable for investment losses.

Israels & Neuman has recovered millions of dollars for investors who lost money in bad investments.  Our investment fraud law firm represents investors throughout the country, including investors in New Mexico.

View Espinosa, p BrokerCheck 3.15.23

If you lost money with Pamela Espinosa, SII Investments, or Kestra Investment Services, please Contact Us at (206) 795-5798 for a free evaluation of your case.