Cullen Factor, Formerly with Western International Securities, Barred from Securities Industry

WELLESLEY HILLS, MASSACHUSSETTS

Have you invested with stockbroker Cullen David Factor in Wellesley Hills, Massachusetts? Our securities arbitration firm is reviewing allegations made by FINRA (the Financial Industry Regulatory Authority) against Cullen Factor, who previously was a representative of Western International Securities.

Cullen David Factor was barred from the securities brokerage industry when he informed FINRA staff that he would not cooperate with FINRA’s investigation.  FINRA was seeking to determine whether Factor had engaged in any sales practice violations when Factor refused to respond to the investigation.  He had been registered with Western International Securities from October 2015 to December 2022 in a Wellesley Hills, Massachusetts office.

FINRA regulates the securities brokerage industry, and Western International Securities is a FINRA member.  FINRA Rule 8210 states that representatives like Cullen Factor are required to respond or cooperate with FINRA investigations.  Additionally, Western International Securities must sufficiently monitor the conduct of its advisors like Cullen Factor.

Israels & Neuman is an investment fraud and securities arbitration law firm that has represented over 1,000 investors in the past, including in cases against Western International Securities.  We represent investors throughout the country, including in Massachusetts.

View Factor, c FINRA AWC

View Factor, c BrokerCheck 5.2.23

If you lost money with Cullen Factor or Western International Securities, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.