Israels & Neuman, PLC Investigates Allegations Against Financial Advisor, David Khezri

HOLBROOK, NEW YORK – Have you lost money with financial advisor David Khezri, formerly of Joseph Stone Capital and Worden Capital Management in Holbrook, New York?  We are looking into allegations made against David Khezri, who has been the subject of three (3) customer complaints, two of which were filed since 2020.  The customers alleged that Khezri excessively traded or churned their accounts.  FINRA is also investigating Khezri regarding the excessive trading allegations.

David Khezri was a registered representative of Joseph Stone Capital from July 2015 to July 2017.  Khezri was also with Worden Capital Management from June 2017 to March 2020.  He has worked at branch offices in Holbrook and Melville, New York.

Brokerage firms like Joseph Stone Capital and Worden Capital Management have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Joseph Stone Capital.

View BrokerCheck:  Khezri, David BrokerCheck 6.20.21

If you lost money with David Khezri, Worden Capital Management, or Joseph Stone Capital, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.