David Wong, With Integrity Brokerage, Subject of FINRA Complaints

SEATTLE, WASHINGTON     Israels & Neuman is reviewing allegations made by FINRA against David Wong, who owns and operates Integrity Brokerage in Seattle, Washington.  FINRA wants to punish this advisor according to a May 2024 complaint.

FINRA has alleged that David Wong misappropriated about $9,500 from three clients in 2022 and 2023.  It was alleged that he converted the money by withdrawing it from customer accounts and depositing the money into accounts owned by his brokerage firm.

David Wei Wong is a representative of Integrity Brokerage, from April 2020 to the present.  He is also an advisor with Integrity Advisers, LLC.  He operates offices in Seattle, Washington and Los Angeles, California.  He was also the subject of a 2021 customer complaint.

Israels & Neuman has offices in Seattle, Denver, Phoenix, and Ann Arbor, Michigan.  Attorney David Neuman is licensed to practice law in Washington, and we represent investors throughout the Seattle area.

If you lost money with David Wong or Integrity Brokerage, please Contact Us at 206-795-5798 for a free evaluation of your case.

View FINRA’s Complaint HERE

 View BrokerCheck Report HERE