Dean Grant, formerly with M Holdings Securities, Charged with Fraud and Theft

Have you lost money investing with Dean Grant from Milledgeville, Georgia?  We are looking into allegations made against Dean Harrison Grant, formerly an advisor with M Holdings Securities.  Grant was charged by the Baldwin County Sheriff with insurance fraud and theft, according to the Union Recorder.  One of the clients had deposited $225,000 with Grant’s company, Dean Grant Financial, and then the money would be transferred to Grant personally.

Dean Grant was a representative of M Holdings Securities from September 2014 to January 2019.  He worked at a branch office in Milledgeville, Georgia. Grant also owned Grant Financial Group and GFG Strategic Advisors, and he has been the subject of three tax liens.

Brokerage firms like M Holdings Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Georgia. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view: Dean Harrison Grant BrokerCheck

If you lost money with M Holdings Securities, please CONTACT US at 720-599-3505 for a free evaluation of your case.