ROCKVILLE CENTRE, NY

 Have you lost money with financial advisor Donald J. Fowler, formerly with Worden Capital Management in Rockville Centre, New York?  We are looking into allegations made against Donald Fowler. Fowler was barred from the securities industry by FINRA.  FINRA barred Fowler regarding allegations that he excessively traded or churned customer accounts.

Donald Fowler was with Worden Capital Management from November 2014 to August 2019.  He has worked at branch offices in Rockville Centre, New York.  Fowler has also been the subject of 14 customer complaints and was also under investigation by the SEC in 2017.

Brokerage firms like Worden Capital Management have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

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If you lost money with Donald Fowler or Worden Capital Management, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.