DUANE COOPER of Wells Fargo Accused of Selling $600,000 of Unsuitable Investments

Losses with Drew Matthew Peacock with Ameriprise in Pensacola, FL

 BEE CAVE, TEXAS

Have you lost money with financial advisor Duane Cooper, with Wells Fargo in Bee Cave, Texas?  We are looking into allegations made against Duane Cooper. Cooper has been the subject of three customer complaints, one which was filed within the last year.  The recent complaint alleges unsuitable investments in private placements and limited partnerships.  The complaint alleges $667,000 in losses in the private placements and limited partnerships.

Duane Cooper has been with Wells Fargo from 2007 to the present.  He has worked at branch offices in Bee Cave, Texas.

Brokerage firms like Wells Fargo have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Wells Fargo.

Click to view Duane Cooper BrokerCheck Report

If you lost money with Duane Cooper or Wells Fargo, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

 

 

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