St. LOUIS, MISSOURI

 Have you lost money with financial advisor Dustin Ward, formerly with OneAmerica Securities and now with Woodbury Financial in St. Louis, Missouri?  We are looking into allegations made against Dustin K. Ward. Ward has been the subject of two customer complaints, which were made within the last year.  Both complaints allege losses in real estate investment trusts, or REITs.

Dustin Ward was with OneAmerica Securities from 2003 to March 2017.  He has been with Woodbury Financial from March 2019 to the present.  He has worked at branch offices in St. Louis, Missouri.

Brokerage firms like OneAmerica Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Missouri.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

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If you lost money with Dustin Ward, OneAmerica Securities, or real estate investment trusts (REITs), contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.