Dusty Sternadel, Formerly with Ameriprise Financial Services, Barred by FINRA
WICHITA FALLS, TEXAS
Have you lost money investing with Dusty Sternadel, formerly with Ameriprise Financial Services in Wichita Falls, Texas? Our securities arbitration law firm is reviewing allegations made by FINRA against Dusty Sternadel. She was barred by FINRA from the securities brokerage industry after she failed to respond to a FINRA investigation.
In July 2022, Dusty Sternadel was terminated by Ameriprise Financial Services regarding allegations that she misappropriated or stole customer funds. FINRA initiated its investigation regarding after she was fired by Ameriprise Financial Services.
Dusty Sternadel was a representative of Ameriprise Financial Services from December 2018 to July 2022. Sternadel was also previously with Morgan Stanley and Edward Jones. She worked in offices in Wichita Falls, Texas, and she was also the subject of a 2016 customer complaint.
Pursuant to FINRA Rule 8210, registered representatives must respond to FINRA investigations. Also, FINRA Rule 3110 requires that securities firms like Ameriprise Financial Services adequately monitor their representatives. If the firm fails to provide sufficient supervision, they could be responsible for financial damages.
Israels & Neuman is an investment fraud law firm that represents clients throughout the U.S., including investors in Texas. We have represented over 1,000 investors throughout the U.S. and have sued dozens of different brokerage firms, including Ameriprise Financial Services.
View Sternadel, d BrokerCheck 9.13.22
If you lost money with Dusty Sternadel or Ameriprise Financial Services, please Contact Us at 206-795-5798 for a free evaluation of your case.