Eric Duncan, formerly with Moloney Securities, Subject of Two Customer Complaints
DENVER, COLORADO
Have you lost money investing in bonds with Eric Duncan of Denver, Colorado? The securities and investment fraud law firm of Israels & Neuman is looking into claims made by customers against Eric Alexander Duncan of Moloney Securities. Since 2022, Eric Duncan and his brokerage firm have been the subject of two customer complaints. Both customer complaints allege losses in corporate debt or bonds. The claims allege that the bonds were unsuitable.
Since 2004, Eric Duncan has been a representative of Moloney Securities in their Denver, Colorado office. Duncan has been in the securities industry since 2000. Duncan also operates Team Duncan Financial and Candlelight Capital. It was unknown whether the customer complaints involved GWG bonds.
Moloney Securities is a broker-dealer and has responsibilities to monitor the conduct of its advisors. Moreover, Moloney Securities has an obligation to vet or research products like bonds before selling such to their customers. If Moloney Securities fails in these respects, it could be liable for investor losses.
Israels & Neuman PLC represents investors in FINRA arbitration and has an office in Denver, Colorado. Attorney Aaron Israels is licensed to practice law in Colorado. We have represented over 1,000 investors in various arbitration claims and court cases.
View Duncan, e BrokerCheck 10.13.22