Eric Tartaglione, Formerly with Investment Network, Barred from Securities Industry
WOODBRIDGE, NEW JERSEY
Have you invested with stockbroker Eric Tartaglione in Woodbridge, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Mr. Tartaglione. In July 2023, FINRA’s Disciplinary Database shows that he was barred from the securities industry by FINRA.
Eric Tartaglione was kicked out of the securities brokerage industry because he failed to respond to an investigation initiated by FINRA, after looking into “sales of ‘pre-IPO’ private placement offerings”. Through his attorney, Tartaglione acknowledged that he would not appear to testify as part of the FINRA investigation.
Eric Tartaglione was licensed with Investment Network from January 2017 to July 2023. He had been in the securities brokerage industry since 1996, and half of the ten brokerage firms that he has been affiliated with have also been kicked out of the securities industry. He worked in Woodbridge, New Jersey.
View Tartaglione, E BrokerCheck 7.24.23
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If you lost money with Eric Tartaglione, or Investment Network, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.