Alonza Barnett from Greensboro, North Carolina Barred From Securities Industry
Have you lost money with financial advisor Alonza Barnett of Greensboro, North Carolina? We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Alonza Barnett, Jr. FINRA barred Alonza Barnett from the securities industry after he failed to respond to an investigation. FINRA was investigating Barnett regarding allegations in customer complaints that he converted funds from a customer.
Alonza Barnett was a financial advisor and registered representative of Ameritas Investment Corp. from June 2010 to December 2016. He worked at a branch office in Greensboro, North Carolina. Barnett has been the subject of at least 2 prior customer complaints. Barnett was also affiliated with Institutional Capital Management from February 2008 to June 2010.
Brokerage firms like Ameritas Investment Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in North Carolina. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Ameritas Investment Corp.
Click to view: Barnett, Alonza BrokerCheck 9.26.17
If you lost money with Alonza Barnett or Ameritas Investment Corp., please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.