NEW YORK, NY

 Have you lost money with John Lowry, with Spartan Capital Securities in New York, New York?  We are looking into allegations made against John Lowry. Lowry has been the subject of an investigation by FINRA.  FINRA is investigating whether Lowry had willfully failed to timely amend Forms U4 to disclose arbitration filings for hundreds of reportable events for representatives of Spartan Capital Securities.

John Lowry has been with Spartan Capital Securities from 2008 to the present.  He has worked at branch offices in New York, New York.

Brokerage firms like Spartan Capital Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click here to view J. Lowry BrokerCheck Report

If you lost money with John Lowry or Spartan Capital Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.