CHINA GROVE, NORTH CAROLINA
Have you lost money with financial advisor Margaret Ellen Suite-Arnold, with FSC Securities Corp. in China Grove, North Carolina? The Securities and Investment Fraud attorneys at Israels & Neuman are looking into allegations made against Margaret Suite-Arnold, who has been the subject of two customer complaints, one of which was filed within the last year. The recent complaint alleges that Margaret Suite-Arnold sold unsuitable investments in private placements and limited partnerships.
Margaret Suite-Arnold has been with FSC Securities Corp. from February 2009 to the present. She has worked at branch offices in China Grove, North Carolina.
Brokerage firms like FSC Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in North Carolina. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against FSC Securities Corp.
Click to view Margaret Suite-Arnold Brokercheck Report
If you lost money with Margaret Suite-Arnold or FSC Securities Corp., contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.