SYOSSET, NEW YORK
Have you lost money with financial advisor Johnnie Melvin Jones, formerly with Network 1 Financial in Syosset, New York? We are looking into allegations made against Johnnie Jones, who was suspended from the securities industry after he failed to respond to a FINRA investigation.
Johnnie Jones was with Network 1 Financial from July 2016 to June 2021. He has worked at branch offices in Syosset, New York. Jones has also been the subject of four customer complaints, nine judgments or liens, and another investigation by FINRA in 2019.
Brokerage firms like Network 1 Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
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If you lost money with Johnnie Jones or Network 1 Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.