Jason LeBlanc, formerly of Girard Securities, Barred from Securities Industry
Have you lost money with financial advisor Jason LeBlanc of Fulshear, Texas? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jason H. LeBlanc. FINRA barred LeBlanc from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating LeBlanc regarding numerous allegations, including that he misused customer funds, and that he engaged in selling securities in a coffee shop (Alpha Grounds Coffee) without disclosing such to his brokerage firm, Girard Securities.
Jason LeBlanc was a financial advisor and registered representative of Girard Securities from April 2009 to September 2015. He worked at a branch office in Fulshear, Texas. LeBlanc is also affiliated with Vere Asset Management in Fulshear. He has been the subject of at least three customer complaints, and he also was terminated by Girard Securities for this conduct.
Brokerage firms like Girard Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas and in the Houston area. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: LeBlanc, Jason FINRA AWC
Click to view: LeBlanc, Jason BrokerCheck 6.30.17
If you lost money with Jason LeBlanc or Girard Securities, please Contact Us at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.