Jeffrey Bishop Discharged by Principal Securities

CREST HILL, ILLINOIS

 Are you a former client of financial advisor Jeffrey Bishop in Crest Hill, Illinois? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Jeffrey Bishop, who previously worked for Principal Securities.

Jeffrey Bishop was terminated by Principal Securities in January 2023.  According to FINRA’s BrokerCheck, Bishop was “terminated for failure to adhere to the Firm’s policies and procedures for trading in customer accounts”.  While there were no customer complaints associated with this termination, Bishop was the subject of a 2001 customer complaint.  Bishop was also fined the Illinois Securities Department in 2009 for mismarking a trade as being “unsolicited”.

Jeffrey A. Bishop was an affiliate of Principal Securities between February 2012 and January 2023.  He worked in Crest Hill, Illinois and also operated Bishop Financial Solutions.

As a licensed financial advisor, Jeffrey Bishop was subject to FINRA rules.  He was also subject to internal policies and procedures set by Principal Securities.  Failure to follow firm policies can lead to discipline, and in some cases, even termination.

Attorney David Neuman grew up in the western suburbs of Chicago before attending the University of Illinois and Northern Illinois University.  He has been licensed to practice law in Illinois since 2005, and Attorney Aaron Israels is also licensed to practice law in Illinois.  Our firm has represented numerous investors throughout the Chicagoland area.

View Bishop, j BrokerCheck 2.12.23

If you lost money with Jeffrey Bishop or Principal Securities, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.