Israels & Neuman, PLC Investigates Jeremy Rosen, Formerly of Berthel Fisher
Have you lost money with financial advisor Jeremy S. Rosen, formerly of Berthel Fisher and BFC Planning in Easton, Pennsylvania? We are investigating allegations of former customers related to Jeremy Rosen. Rosen has been the subject of five customer complaints, alleging misrepresentations in connection with stocks and bonds.
Jeremy Rosen was a registered representative of Berthel Fisher and BFC Planning from January 2016 to November 2019. He has worked at branch offices in Easton, Pennsylvania.
Brokerage firms like Berthel Fisher have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Pennsylvania. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Berthel Fisher