CHICAGO, ILLINOIS
CHICAGO, ILLINOIS Are you a former client of financial advisor Joseph Cannon in Chicago, Illinois? The securities arbitration and investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against Joseph Cannon, who was previously affiliated with Northwestern Mutual. He was barred from the securities industry after failing to respond to a FINRA inquiry.
According to BrokerCheck, Mr. Cannon was terminated by Northwestern Mutual in August 2024 regarding allegations of “a series of questionable transactions associated with both his personal bank accounts and client investment accounts”. A $2.3 million claim was also made against Northwestern Mutual in November 2024, which led to this investigation and his eventual expulsion from the securities industry.
Joseph Cannon was registered with Northwestern Mutual from April 2016 to August 2024 and worked in a Chicago, Illinois office.
Israels & Neuman represents investors throughout the U.S., including investors in the Chicagoland area. Attorney David Neuman grew up in the Chicago area and still maintains his Illinois law license. Our firm has an office in downtown Chicago as well.
View FINRA AWC HERE
View BrokerCheck Report HERE