JOSEPH LIANZO of Laidlaw Involved in Excessively Trading Accounts

MELVILLE, NY

 Have you lost money with financial advisor Joseph Lianzo, formerly with Laidlaw & Company in Melville, New York?  We are looking into allegations made against Joseph Lianzo. Lianzo was suspended from the securities industry by FINRA for eight months.  Lianzo was alleged to have to have engaged in excessive trading, or churning.

Joseph Lianzo was with Laidlaw & Company from September 2015 to April 2017.  He has also been with Arive Capital Markets from March 2017 to October 2017, and with SW Financial from September 2017 to the present.  He has worked at branch offices in Melville, New York.  Lianzo has also been the subject of two customer complaints and three tax liens.

Brokerage firms like Laidlaw & Company have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click here to view Joseph Lianzo BrokerCheck Report

If you lost money with Joseph Lianzo, Laidlaw & Company, or SW Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

 

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