Keliikai Castillo Fired by UnionBanc Investment Services

SEATTLE, WASHINGTON

Are you a former client of Keliikai Castillo with UnionBanc Investment Services in Seattle, Washington?  He was fired by UnionBanc Investment Services in July 2023.  According to BrokerCheck, Castillo engaged in unreported outside business activities and private securities transactions.

In simple terms, this means that he allegedly sold investments that were not approved by UnionBanc Investment Services.  FINRA Rule 3280 provides that no representative of a brokerage firm can engage in a transaction in which the representative will earn compensation without getting approval from their brokerage firm.

Keliikai Castillo was a financial advisor and registered representative of UnionBanc Investment Services between May 2009 and July 2023.  He worked in offices in Seattle, Washington.  He had been licensed in the securities industry since 2004.

Our investment fraud law firm has an office in downtown Seattle, and we represent investors all over the Seattle area.  Attorney David Neuman is licensed to practice law in Washington.

VIEW CASTILLO BROKERCHECK REPORT HERE.

If you lost money with Keliikai Castillo or UnionBanc Investment Services, please Contact Us at 206-795-5798 for a free evaluation of your case.