Have you lost money with financial advisor Kimberly Sredich of Grand Blanc, Michigan?
We are looking into allegations made by the Securities and Exchange Commission (SEC), against Kimberly Sredich. The SEC filed a complaint against Sredich, alleging that Sredich misappropriated or stole almost $340,000 from customers. Sredich worked as a sales assistant for Worklife Wealth Management, a financial services firm. Sredich had checks written out to “Michigan Elite”, a company owned by her and her husband.
It is believed that Sredich worked for financial advisor Mark Hopkins, who also worked for Worklife Wealth Management. Mark Hopkins was a financial advisor and registered representative of American Portfolios Financial Services from 2009 to December 2018. He worked at offices in Grand Blanc and Troy, Michigan. Hopkins was “permitted to resign” by American Portfolios Financial Services in December 2018.
Brokerage firms like American Portfolios Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Ann Arbor, Michigan; Denver, Colorado; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Michigan. Attorney Aaron Israels is licensed to practice law in Michigan, he grew up in Holland, Michigan and also lived for many years in the Detroit area. We have also represented a number of victims who had their money stolen by Michigan brokers, including Christopher Tolmacs and Brian Royster. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: SEC Complaint Kimberly Sredich
Click to view: Hopkins, Mark BrokerCheck
If you lost money with Kimberly Sredich, or Worklife Wealth Management, please CONTACT US at 720-599-3505 for a free evaluation of your case.