Kyle Baker, Formerly with First Trust Portfolios, Barred from Securities Industry

WHEATON, ILLINOIS     Are you a former client of Kyle Baker in Wheaton, Illinois? Israels & Neuman is looking into allegations against Baker, who previously worked with First Trust Portfolios.  In April 2024, Baker was barred from the securities industry by FINRA, according to FINRA’s Disciplinary Database.  The investigation started in January 2024, and Baker’s counsel informed FINRA that he would not appear for an on-the-record interview.

Kyle Baker was registered with First Trust Portfolios from 2005 to April 2024.  He worked in Wheaton, Illinois.

Israels & Neuman has recovered millions of dollars for investors in the past, including numerous investors in Illinois.  Attorney David Neuman grew up in Addison, Illinois before attending the University of Illinois and Northern Illinois University.

View FINRA AWC HERE

View BrokerCheck Report HERE

If you lost money with Kyle Baker, or First Trust Portfolios, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.