MINNEAPOLIS, MINNESOTA 

Have you lost money with financial advisor James Robert Reynolds, with Northland Securities in Minneapolis, Minnesota?  The Investment Fraud Law Firm of Israels & Neuman is looking into allegations made against James “Jim” Reynolds, who has been the subject of two customer complaints, one of which was filed in 2021.  The recent complaint alleges that James Reynolds sold unsuitable alternative investments like non-traded REITs, or real estate investment trusts.  The customer did not specify how much losses arose from the REITs.

James or Jim Reynolds has been with Northland Securities from 2002 to the present.   He has worked at branch offices in Minneapolis, Minnesota.

Brokerage firms like Northland Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Minnesota.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

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If you lost money with James Reynolds or Northland Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.