Leslie Kern, Formerly with D.H. Hill Securities, Subject of Customer Complaints

WILMINGTON, NORTH CAROLINA

Are you a client of Leslie Kern, with D.H. Hill Securities in Wilmington, North Carolina?  The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA against Leslie Howard Kern.

BrokerCheck reveals that Kern was the subject of two customer complaints since 2022, one of which was filed in February 2023.  The February 2023 complaint alleges that he made an unsuitable recommendation for a customer to invest in an asset-backed bond.  This allegedly caused $100,000 in damages.

Leslie Howard Kern has been registered with D.H. Hill Securities since January 2016 and works in Wilmington, North Carolina.  Kern previously worked for Center Street Securities.  Kern has been subject to a total of three customer complaints since 2003.

Brokerage firms and advisors have duties to perform adequate due diligence into a product before selling such to a client.  If the firm or broker fails to do so, then they could be responsible for financial damages.

Israels & Neuman represents investors throughout the U.S., including investors in North Carolina.

View Kern, l BrokerCheck 4.10.23

If you lost money with Leslie Kern or D.H. Hill Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.