Lickhai Quach, Formerly with TransAmerica Financial Advisors, Barred from Securities Industry

ROCKVILLE, MARYLAND

 Have you invested with stockbroker Lickhai Khai Quach in Rockville, Maryland? Israels & Neuman is reviewing claims made against Lickhai Khai Quach.  As of August 2023, FINRA’s Disciplinary Database shows that Quach was barred from the securities industry by FINRA.

Khai Quach was barred because he did not respond to an investigation initiated by FINRA.  The investigation started after Quach was fired by TransAmerica for borrowing money from a customer and then not paying it back.  He then failed to respond to FINRA’s investigation after his termination.

Lickhai Khai Quach was licensed with TransAmerica Financial Advisors from January 2012 to March 2023.  He worked in Rockville, Maryland.  He has also been the subject of two customer complaints and two liens.

Our law firm that has represented over 1,000 investors in the past, including numerous investors in Maryland and Virginia.

View Quach, L. BrokerCheck 8.8.23

View Quach, L. FINRA AWC

If you lost money with Lickhai Quach, or TransAmerica Financial Advisors, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.