Marat Likhtenstein, Formerly with Royal Alliance, is Barred from the Securities Industry

BROOKLYN, NEW YORK     Are you a former client of financial advisor Marat Likhtenstein? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Royal Alliance (now known as Osaic Wealth).

Mr. Likhtenstein was barred by FINRA after he refused to respond to an investigation.  FINRA was investigating whether he had failed to disclose to his brokerage firm that he entered into personal loan transactions with a client.  Generally, brokers cannot borrow money from clients, with limited exceptions.

Marat Likhtenstein was registered with Royal Alliance and Osaic from November 2018 to June 2024.  He worked in Brooklyn, New York and was also terminated by Osaic regarding the same alleged conduct.

Israels & Neuman has represented thousands of investors in the past, including numerous investors in New York.  Our firm has sued many brokerage firms throughout the country, including Osaic.

View FINRA AWC HERE

 View BrokerCheck Report HERE

If you lost money with Marat Likhtenstein, or Royal Alliance, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.