TAMPA, FLORIDA

Have you lost money with financial advisor Michael Nixon, formerly with Paulson Investment Company in Tampa, Florida?  We are looking into allegations made against Michael P. Nixon. Nixon has been the subject of an investigation by FINRA.  FINRA investigated Nixon regarding allegations that he sold unsuitable investments in Steepener Notes.  FINRA alleged that Nixon failed to understand the potential risks of the Steepener investments when recommending such to a customer.

Michael Nixon was with Paulson Investment Company from December 2015 to January 2020.  He has worked at branch offices in Tampa, Florida.  Nixon has also been the subject of two customer complaints, as well as a prior 15-day suspension by FINRA in 2019.

Brokerage firms like Paulson Investment Company have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Paulson Investment Company.

Click to view:  Nixon, Michael FINRA AWC

Click to view:  Nixon, Michael BrokerCheck 12.30.21

If you lost money with Michael Nixon or Paulson Investment Company, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.