Losses with Lawrence Roger Rice of Centaurus Financial in Lauderdale by the Sea, FL

Centaurus Financial advisor Michael Hamilton Under SEC Investigation

BOCA RATON, FLORIDA

Are you a current or former customer of advisor Michael Hamilton also known as Michael Young Hamilton, with Centaurus Financial in Fort Myers, Florida?  He has been with Centaurus Financial since October 2015 and is under investigation by the Securities and Exchange Commission (SEC) for potentially violating Regulation Best Interest.

According to FINRA’s Brokercheck (see his BrokerCheck report below), the SEC is investigating whether he may have failed to comply with the care obligation of Regulation Best Interest.  The investigation began in August 2023.  The SEC disclosed that the product involved was “debt-corporate” but did not specify if GWG L Bonds were involved.

Since October 2015, Michael Hamilton has been a representative of Centaurus Financial.  He works in a Fort Myers, Florida office, where he also runs Hamilton Wealth Management and Eagle Tax Group.

Our securities arbitration law firm represents clients all over the country, including investors in Boca Raton, Florida.  Attorney David Neuman is licensed to practice law in Florida.  We have recovered millions of dollars for investors against numerous firms, including Centaurus Financial.

SEE HAMILTON BROKERCHECK REPORT HERE

If you lost money with Michael Young Hamilton or Centaurus Financial in Boca Raton, FL, please Contact Us at 206-795-5798 for a free evaluation of your case.