BOCA RATON, FLORIDA

 Have you lost money with financial advisor Paul Fordham, formerly with David Lerner Associates in Boca Raton, Florida?  We are looking into allegations made against Paul T. Fordham, Sr. Fordham has been the subject of a customer complaint, which was made within the last year.  The complaint alleges losses in Energy 11, which is an oil and gas investment.

Paul Fordham was with David Lerner Associates from 2007 to March 2016.  Fordham has been with Wells Fargo from March 2016 to the present.  He has worked at branch offices in Boca Raton, Florida.

Brokerage firms like David Lerner Associates have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against David Lerner Associates.

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If you lost money with Paul Fordham, David Lerner Associates, Energy 11, or Energy 12, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.