CHARLESTON, SC
Have you lost money with financial advisor Paul Halvorson of Charleston, South Carolina? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority. FINRA barred Halvorson after he failed to respond to an investigation. FINRA was investigating Halvorson after he was terminated by his former brokerage firm, Morgan Stanley.
Paul Halvorson was a financial advisor and registered representative of Morgan Stanley from 2008 to November 2020. He worked at branch offices in Charleston, South Carolina.
Brokerage firms like Morgan Stanley have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout South Carolina. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Morgan Stanley.