PETER GOFFIN of Newbridge Accused of Unsuitable Investing

BOCA RATON, FLORIDA

 Have you lost money with financial advisor Peter Goffin, with Newbridge Securities Corp. in Boca Raton, Florida?  We are looking into allegations made against Peter Goffin. Goffin has been the subject of ten customer complaints, one of which was filed within the last year.  The recent complaint alleges that Goffin made unsuitable recommendations in alternative investments.

Peter Goffin was with Newbridge Securities Corp. from 2003 to the present.  He has worked at branch offices in Boca Raton, Florida.  Goffin was also fined $5,000 by the NASD in 1995.

Brokerage firms like Newbridge Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click here to view Peter Goffin BrokerCheck Report

If you lost money with Peter Goffin or Newbridge Securities Corp., contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

 

 

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