Israels & Neuman, PLC Investigates Phillip Anderson, of Kingswood Capital Partners

ROSEVILLE, CALIFORNIA – Have you lost money with financial advisor Phillip Curtis Anderson, of Kingswood Capital Partners in Roseville, California?  We are looking into allegations made against Phillip Anderson, who has been the subject of two customer complaints, one which was filed in 2021.  The 2021 customer complaint alleged that Anderson sold them unsuitable “alternative” illiquid investments.  The customer alleged losses of $30,000 in these alternative investments.

Phillip Anderson has been a registered representative of Kingswood Capital Partners from June 2018 to the present.  He was also with Wells Fargo from 2010 to March 2017.  He has worked at branch offices in Roseville, California.

Brokerage firms like Kingswood Capital Partners have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view BrokerCheck:  Anderson, Phillip BrokerCheck 6.11.21 (1) 

If you lost money with Phillip Anderson or Kingswood Capital Partners, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.