Reuben Brown Formerly with Edward Jones Barred by FINRA

SOUTHLAKE, TEXAS     Did you invest with advisor Reuben Brown of Edward Jones in Southlake, Texas? After he failed to respond to a FINRA inquiry, he was barred from the securities industry pursuant to FINRA Rule 8210.  This rule generally provides that financial advisors must respond to FINRA investigations or face consequences.

FINRA began its investigation after Brown was allegedly involved in private securities transactions.  Essentially, he was alleged to have sold investments that were not approved by his former brokerage firm, Edward Jones.  He was also fired by the firm in August 2022.

Reuben Brown was licensed with Edward Jones between August 2019 and August 2022.  He worked in Southlake, Texas, and was also the subject of a 2023 customer complaint alleging $180,000 in losses.

Brokerage firms must sufficiently monitor the acts of its representatives.  If the firm fails to do so, it could be held responsible for investor losses.  Our law firm that has recovered millions of dollars for investors in the past, including numerous investors in Texas.

View FINRA AWC HERE

View BrokerCheck Report HERE

If you lost money with Reuben Brown, or Edward Jones, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.