ALPINE, UTAH

 Have you lost money with financial advisor Richard Allen, with Woodbury Financial in Alpine, Utah?  We are looking into allegations made against Richard Ray Allen. Allen has been the subject of two customer complaints, which were made within the last year.  One of the complaints alleges that Allen recommended investments in private placements and limited partnerships, and that these were not suitable for the investor.

Richard Allen has been with Woodbury Financial from June 2015 to the present.  He has worked at branch offices in Alpine, Utah.

Brokerage firms like Woodbury Financial have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Utah.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Woodbury Financial.

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If you lost money with Richard Allen or Woodbury Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.